Shaun Duffy (CRD# 7876886) is an Investment Advisor Representative working at The Lloyd Advisory Group in Suwanee, GA and has 1 year of experience in the finance industry.
CRD# 6506817
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 5147159
Raymond James & Associates, Inc.
CRD# 5016374
Ubs Financial Services Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| The Lloyd Group | Suwanee, GA | Feb 2024 - Current | < 1 |
| The Llyod Group | Suwanee, GA | Jun 2019 - Feb 2024 | 4 |
| Outback Steakhouse | Suwanee, GA | Nov 2006 - May 2019 | 12 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Feb 2024 |
- GA
-
Total Assets Under Management300MILLIONS
-
Total Number of Accounts2,486ACCOUNTS
-
Average Account Value$120,546
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AL, FL, GA, LA, NC, NE, NH, SC, TN, TX
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