Roger Paradiso (CRD# 1988315) is an Investment Advisor Representative working at O'shaughnessy Asset Management, LLC in Stamford, CT and has over 29 years of experience in the finance industry.
CRD# 2708116
Park Avenue Securities LLC
CRD# 811927
Cetera Investment Advisers LLC
CRD# 5473273
American Portfolios Advisors, Inc.
Company Name | Location | Dates | Years |
---|---|---|---|
Franklin Managed Options Strategies LLC | San Mateo, CA | Mar 2023 - Current | 1 |
O'shaughnessy Asset Management, LLC | Stamford, CT | Jun 2022 - Current | 1 |
Fiduciary Trust Company International | New York, NY | Apr 2021 - Current | 3 |
Legg Mason & Company, LLC | Stamford, CT | Aug 2020 - Current | 3 |
Franklin Distributors LLC | Stamford, CT | Jan 2016 - Current | 8 |
Financial Guard, LLC | Salt Lake, UT | Apr 2017 - Nov 2022 | 5 |
Legg Mason & Co LLC | Stamford, CT | Jan 2016 - Jul 2021 | 5 |
Clearbridge Investments | New York, NY | Jan 2016 - Apr 2017 | 1 |
Morgan Stanley | Purchase, NY | Jun 2009 - Oct 2015 | 6 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Nov 1994 |
S65 | NASAA Investment Advisors Law Examination | Nov 1994 |
- CT
-
Total Assets Under Management7,984MILLIONS
-
Total Number of Accounts4,197ACCOUNTS
-
Average Account Value$1,902,211
- A percentage of assets under your management
- Performance-based fees
- Other
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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