Adriel Gaines (CRD# 2933961) is an Investment Advisor Representative working at Arbor Point Advisors in Springfield, OR and has over 26 years of experience in the finance industry.
CRD# 6422505
Charles Schwab & Company, Inc.
CRD# 4299722
Sapient Private Wealth Management, LLC
CRD# 5251001
Commonwealth Financial Network
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Securities America, Inc. | Springfield, OR | Nov 2020 - Current | 3 |
| Arbor Point Advisors | Springfield, OR | Nov 2020 - Current | 3 |
| Kms Financial Services | Springfield, OR | Jul 2019 - Nov 2020 | 1 |
| Cetera Advisors LLC | Denver, CO | Jan 2013 - Jul 2019 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 1997 |
| S65 | NASAA Investment Advisors Law Examination | Apr 2007 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- OR
- TX
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Total Assets Under Management6,930MILLIONS
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Total Number of Accounts28,010ACCOUNTS
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Average Account Value$247,396
- A percentage of assets under your management
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