John Ross, financial advisor Springfield IL

John Ross

CRD Number: 2633125
Current Firm: Kestra Advisory Services, LLC

John Ross (CRD# 2633125) is an Investment Advisor Representative working at Kestra Advisory Services, LLC in Springfield, IL and has over 28 years of experience in the finance industry.

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Company Name Location Dates Years
Kestra Advisory Services, LLC Springfield, IL Apr 2016 - Current 8
Kestra Investment Services, LLC Springfield, IL Feb 2003 - Current 21
J & T Investors Inc. Springfield, IL Feb 1995 - Current 29
Nfp Securities, Inc. Austin, TX Feb 2003 - Apr 2016 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1995
S65 NASAA Investment Advisors Law Examination Aug 1998
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for John D. Ross
Phone Number: 8445537872
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    48,324
    MILLIONS
  • Total Number of Accounts
    140,425
    ACCOUNTS
  • Average Account Value
    $344,129
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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