Nick Bormann
CRD Number: 6577036Current Firm: Bormann Wealth Management, LLC
Compensation Model: Fee Only
Nick Bormann, Ph.D., CFP® is an Investment Advisor and Financial Planner working at Bormann Wealth Management, LLC, home office based in Spokane, WA. He has over 5 years of experience in the finance industry.
Nick specializes in working with busy professionals (attorneys, educators, entrepreneurs) in building and preserving assets during their careers, while making a plan for whatever comes next.
You can visit his FAQs page, or learn about becoming a client. He also writes a regular blog about advanced investing and personal finance topics.
Background:
Nick graduated from Gonzaga University with a double major in Economics and Political Science, followed by M.A. and Ph.D. degrees in Economics from George Mason University. He is a published author and has been quoted in financial publications including Business Insider, Bankrate, MSN Money, and others.
Nick's doctoral dissertation analyzed corporate strategies for managing risk in response to regulation, and that same focus extends into his current practice, helping to manage both the risks and opportunities life can throw at you.
Certifications:
Nick has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.
Bormann Wealth Management, LLC is a registered investment adviser offering advisory services in the State of Washington and in other jurisdictions where exempted. Currently serving clients in five states.
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Company Name | Location | Dates | Years |
---|---|---|---|
Bormann Wealth Management LLC | Spokane, WA | Jul 2021 - Current | 2 |
Gwn Securities, Inc. | Palm Beach Gardens, FL | Dec 2017 - Aug 2021 | 3 |
Axa Advisors, LLC | New York, NY | Feb 2016 - Dec 2017 | 1 |
Unemployed | Los Angeles, CA | Sep 2015 - Feb 2016 | < 1 |
Mercatus Center At George Mason University | Fairfax, VA | Aug 2011 - Aug 2015 | 4 |
George Mason University, Graduate School | Fairfax, VA | Jun 2010 - Aug 2015 | 5 |
George Mason University, Department Of Economics | Fairfax, CA | Jun 2013 - Aug 2014 | 1 |
George Mason University, Department Of Health | Fairfax, VA | Jul 2013 - Jun 2014 | < 1 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Mar 2016 |
- WA
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Total Assets Under Management4MILLIONS
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Total Number of Accounts39ACCOUNTS
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Average Account Value$100,115
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
WA
Bormann Wealth Management, LLC is a registered investment adviser offering advisory services in the State of Washington and in other jurisdictions where exempted.
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