Alex Johnson (CRD# 5874851) is an Investment Advisor Representative working at Northwest Wealth Management, LLC in Spencer, IA and has over 11 years of experience in the finance industry. Alex Johnson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2525091
Royal Fund Management, LLC
CRD# 1249368
Insight Securities, Inc.
CRD# 6437382
Northwest Wealth Management, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Northwest Wealth Management, LLC | Spencer, IA | Feb 2022 - Current | 2 |
| Lpl Financial LLC | Spencer, IA | Nov 2017 - Feb 2022 | 4 |
| Prairie Plans Asset Management | Spencer, IA | Nov 2017 - Feb 2022 | 4 |
| Investment Centers Of America, Inc. | Spencer, IA | May 2011 - Nov 2017 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Aug 2012 |
- IA
-
Total Assets Under Management718MILLIONS
-
Total Number of Accounts3,817ACCOUNTS
-
Average Account Value$188,044
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AZ, CA, CO, FL, IA, IL, IN, KS, LA, MN, MO, NE, OR, SD, TX, WI
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