Mary Gray (CRD# 2029228) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Southbury, CT and has over 25 years of experience in the finance industry.
CRD# 3063448
Northwestern Mutual Investment Services,llc
CRD# 3178067
Belpointe Asset Management LLC
CRD# 2392225
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Southbury, CT | Oct 2021 - Current | 2 |
| Probabilities Fund Management, LLC | White Plains, NY | Aug 2007 - Oct 2021 | 14 |
| Robert B. Ausdal & Company, Inc. | Plainville, CT | May 2019 - Nov 2019 | < 1 |
| Robert B. Ausdal & Company, Inc. | San Diego, CA | Aug 2007 - Dec 2017 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 1999 |
| S65 | NASAA Investment Advisors Law Examination | Nov 1999 |
- CT
- TX
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Total Assets Under Management1,271,594MILLIONS
-
Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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