Yu Chen (CRD# 6122948) is an Investment Advisor Representative working at Infinity Financial Services Advisory in South El Monte, CA and has over 11 years of experience in the finance industry. Yu Chen has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2962660
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Aqua Capital Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Infinity Financial Services | Oakland, CA | Dec 2022 - Current | 1 |
| Infinity Financial Advisory Services | Oakland, CA | Dec 2022 - Current | 1 |
| Alden Capital | Alhambra, CA | Aug 2019 - Current | 4 |
| J Alden Associates, Inc. | Jenkintown, PA | Jan 2019 - Current | 5 |
| Unigen Insurance Services, Inc. | Monterey Park, CA | Sep 2016 - Current | 7 |
| Eagle Strategies LLC | Glendale, CA | Jan 2015 - Feb 2019 | 4 |
| New York Life Insurance | Glendale, CA | Sep 2012 - Feb 2019 | 6 |
| Nylife Securities LLC | Glendale, CA | Mar 2013 - Jan 2019 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 2013 |
| S66 | NASAA Uniform Combined State Law Examination | Jan 2015 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management145MILLIONS
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Total Number of Accounts901ACCOUNTS
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Average Account Value$160,984
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