Jonathan Smith (CRD# 3128341) is an Investment Advisor Representative working at Pathway Financial Advisors, LLC in South Burlington, VT and has over 18 years of experience in the finance industry. Jonathan Smith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6099986
Morgan Stanley
CRD# 4694627
Pathway Financial Advisors, LLC
CRD# 5532772
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Pathway Financial Advisors, LLC | South Burlington, VT | Feb 2018 - Current | 6 |
| Gwfs Equities, Inc/great-west Life & Ann Ins Co | Greenwood Village, CO | Dec 2005 - Feb 2018 | 12 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 2005 |
| S65 | NASAA Investment Advisors Law Examination | Jul 2016 |
- VT
-
Total Assets Under Management783MILLIONS
-
Total Number of Accounts912ACCOUNTS
-
Average Account Value$858,524
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other
FL, GA, MA, NH, NJ, NY, VT
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