Michael Ross, financial advisor Smoot WY

Michael Ross

CRD Number: 2664674
Current Firm: Riggs Capital Management, LLC

Michael Ross (CRD# 2664674) is an Investment Advisor Representative working at Riggs Capital Management, LLC in Smoot, WY and has over 27 years of experience in the finance industry. Michael Ross has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Crow Creek Wealth, LLC San Ramon, CA Apr 2019 - Current 3
Fidelity Personal And Workplace Advisors Boston, MA Jul 2018 - Apr 2019 < 1
Fidelity Investments Institutional Services Company, Inc. Salt Lake City, UT Sep 1995 - Apr 2019 23
Strategic Advisors Inc. Salt Lake City, UT Mar 2004 - Jul 2018 14
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1995
S66 NASAA Uniform Combined State Law Examination Jan 2004
Contact Info for Michael L. Ross
Phone Number: 801-221-7923
Registered State(s):
  • CA
  • UT
  • WY
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Other
Types of Clients
Registered States


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