Raul Guzman (CRD# 7692785) is an Investment Advisor Representative working at Fidelity Personal And Workplace Advisors in Smithfield, RI and has 1 year of experience in the finance industry.
CRD# 1049525
Fidelity Personal And Workplace Advisors
CRD# 2931681
Lpl Financial LLC
CRD# 2054637
Securities America Advisors, Inc.
Company Name | Location | Dates | Years |
---|---|---|---|
Fidelity Investments | Smithfield, RI | Jan 2023 - Current | 1 |
Lendsure Mortgage Corp | San Diego, CA | Jan 2022 - Oct 2022 | < 1 |
Santander Bank | East Providence, RI | Jan 2019 - Dec 2021 | 2 |
Banner Seventeen LLC | Boston, MA | Oct 2018 - Aug 2020 | 1 |
Attleboro Aba Center At New England Behavioral Services | Attleboro, MA | Nov 2018 - Apr 2019 | < 1 |
Sheffield Express LLC | Milford, MA | Mar 2018 - Feb 2019 | < 1 |
Santander Bank | East Providence, RI | Jan 2016 - Mar 2018 | 2 |
Community College Of Rhode Island | Providence, RI | Jan 2012 - May 2017 | 5 |
Blue Wave Ri | Warwick, RI | Jan 2016 - Aug 2016 | < 1 |
Opa The Phoenician | Providence, RI | Jan 2012 - Mar 2016 | 4 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Dec 2023 |
- RI
- TX
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Total Assets Under Management818,776MILLIONS
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Total Number of Accounts1,991,043ACCOUNTS
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Average Account Value$411,230
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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