Reza Sarem Aslani (CRD# 4834856) is an Investment Advisor Representative working at U.s. Bancorp Investments, Inc. in Sioux Falls, SD and has over 18 years of experience in the finance industry.
CRD# 5588123
Compass Financial Group, Inc.
CRD# 6868599
Cwm, LLC
CRD# 2610909
U.s. Bancorp Investments, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| U.s. Bank | Beverly Hills, CA | Oct 2018 - Current | 5 |
| U.s. Bancorp Investments, Inc. | Beverly Hills, CA | Oct 2018 - Current | 5 |
| Unionbanc Investment Services | Thousand Oaks, CA | May 2017 - Oct 2018 | 1 |
| Mufg Union Bank | Westlake Village, CA | Apr 2017 - Oct 2018 | 1 |
| Northwestern Mutual Wealth Management Company | Milwaukee, WI | Jan 2017 - Mar 2017 | < 1 |
| Northwestern Mutual Life Insurance Company | Milwaukee, WI | Oct 2016 - Mar 2017 | < 1 |
| Northwestern Mutual Investment Services LLC | Los Angeles, CA | Oct 2016 - Mar 2017 | < 1 |
| Unemployed | Los Angeles, CA | Jan 2016 - Oct 2016 | < 1 |
| Wells Fargo Bank Business Group | Beverly Hills, CA | Aug 2013 - Jan 2016 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Mar 2006 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management15,875MILLIONS
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Total Number of Accounts60,028ACCOUNTS
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Average Account Value$264,455
- A percentage of assets under your management
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
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