Thomas Cook (CRD# 1002206) is an Investment Advisor Representative working at Mccauley Investment Advisory, LLC in Show Low, AZ and has over 34 years of experience in the finance industry.
CRD# 1018443
Park Avenue Securities LLC
CRD# 5174444
Edward Jones
CRD# 6165686
J.p. Morgan Securities LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Mccauley Investment Advisory, LLC | Show Low, AZ | Oct 2012 - Current | 11 |
| Highland Adivsory Group | Chandler, AZ | Nov 2008 - Current | 15 |
| Cook Financial Services, Inc. | Chandler, AZ | Nov 1996 - Current | 27 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 1990 |
| S65 | NASAA Investment Advisors Law Examination | Oct 1998 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- AZ
- NM
- TX
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Total Assets Under Management75MILLIONS
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Total Number of Accounts69ACCOUNTS
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Average Account Value$1,079,710
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AZ, NM, TX
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