David Slates (CRD# 2175733) is an Investment Advisor Representative working at Wells Fargo Advisors in Sherrodsville, OH and has over 25 years of experience in the finance industry.
CRD# 5279491
Primerica Advisors
CRD# 1111252
Primerica Advisors
CRD# 2954129
Commonwealth Financial Network
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Wells Fargo Advisors Financial Network, LLC | Dublin, OH | Mar 2022 - Current | 2 |
| Wells Fargo Clearing Services, LLC | Dublin, OH | Nov 2016 - Mar 2022 | 5 |
| Wells Fargo Advisors LLC | Dublin, OH | May 2009 - Nov 2016 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 1998 |
| S65 | NASAA Investment Advisors Law Examination | Sep 1998 |
- FL
- OH
- TX
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Total Assets Under Management154,192MILLIONS
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Total Number of Accounts346,499ACCOUNTS
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Average Account Value$445,000
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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