David UlmCRD Number: 5875346
Current Firm: Frontier Asset Management, LLC
David Ulm (CRD# 5875346) is an Investment Advisor Representative working at Frontier Asset Management, LLC in Sheridan, WY and has over 12 years of experience in the finance industry.
Cetera Investment Advisers LLC
D.a. Davidson & Company
U.s. Bancorp Investments, Inc.
|Frontier Asset Management||Sheridan, WY||Jul 2016 - Current||7|
|Cedar Capital, LLC||Chicago, IL||Jan 2015 - Jul 2016||1|
|Foreside Fund Services, LLC||Chicago, IL||Oct 2014 - Jul 2016||1|
|Good Harbor Financial LLC||Chicago, IL||Jan 2014 - Dec 2014||< 1|
|Northern Lights Distributors, LLC||Omaha, NE||Jan 2014 - Oct 2014||< 1|
|Invesco Advisers, Inc.||Atlanta, GA||Feb 2013 - Jan 2014||< 1|
|Invesco Distributors, Inc.||Houston, TX||Oct 2012 - Jan 2014||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 2011|
|S65||NASAA Investment Advisors Law Examination||Feb 2013|
Total Assets Under Management5,946MILLIONS
Total Number of Accounts4,289ACCOUNTS
Average Account Value$1,386,232
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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