Aaron Cruz (CRD# 5950067) is an Investment Advisor Representative working at Planmember Securities Corporation in Carpinteria, CA and has over 12 years of experience in the finance industry.
CRD# 5656946
The Lynd Group Advisors, LLC
CRD# 4850609
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 4851789
Lincoln Financial Advisors Corporation
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Planmember Securities Corporation | Carpinteria, CA | Feb 2024 - Current | < 1 |
| Unbroken, LLC | Sheridan, WY | Jan 2018 - Current | 6 |
| Tactical Financial Solutions | Sheridan, WY | Jan 2011 - Current | 13 |
| Cruzn Enterprises, LLC | Sheridan, WY | Jan 2011 - Current | 13 |
| Aaron Cruz (self Employed) | Sheridan, WY | Jan 2011 - Current | 13 |
| Ifp Securities, LLC | Tampa, FL | Aug 2019 - Feb 2024 | 4 |
| Independent Financial Partners | Tampa, FL | Aug 2019 - Feb 2024 | 4 |
| Cetera Advisors LLC | Denver, CO | Aug 2017 - Aug 2019 | 2 |
| Axa Advisors, LLC | New York, NY | Nov 2011 - Aug 2017 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 2011 |
| S65 | NASAA Investment Advisors Law Examination | Dec 2014 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- WY
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Total Assets Under Management8,276MILLIONS
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Total Number of Accounts69,347ACCOUNTS
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Average Account Value$119,336
- A percentage of assets under your management
- Hourly charges
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- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
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- Educational seminars/workshops
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