Aaron Cruz (CRD# 5950067) is an Investment Advisor Representative working at Independent Financial Partners in Sheridan, WY and has over 11 years of experience in the finance industry.
CRD# 6174021
Cetera Advisor Networks LLC
CRD# 3114619
D.a. Davidson & Company
CRD# 3123336
U.s. Bancorp Investments, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ifp Securities, LLC | Tampa, FL | Aug 2019 - Current | 3 |
| Independent Financial Partners | Tampa, FL | Aug 2019 - Current | 3 |
| Cetera Advisors LLC | Denver, CO | Aug 2017 - Aug 2019 | 2 |
| Axa Advisors, LLC | New York, NY | Nov 2011 - Aug 2017 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 2011 |
| S65 | NASAA Investment Advisors Law Examination | Dec 2014 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- AR
- CO
- ID
- KS
- NE
- ND
- VA
- WY
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Total Assets Under Management10,519MILLIONS
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Total Number of Accounts46,506ACCOUNTS
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Average Account Value$226,182
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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