Samuel Katz (CRD# 2458089) is an Investment Advisor Representative working at Park Avenue Securities LLC in Scarsdale, NY and has over 30 years of experience in the finance industry. Samuel Katz has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6381165
A.g.p / Alliance Global Partners
CRD# 2963357
Hsbc Securities (usa) Inc.
CRD# 4896689
J.p. Morgan Securities LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Guardian Life Insurance Company | Scarsdale, NY | Aug 2019 - Current | 4 |
| Park Avenue Securities | Scarsdale, NY | Aug 2019 - Current | 4 |
| Park Avenue Securities | New York, NY | Jul 2018 - Aug 2019 | 1 |
| Guardian Life Insurance Company | New York, NY | Jul 2018 - Aug 2019 | 1 |
| Park Avenue Securities, LLC | Melville, NY | May 2018 - Jul 2018 | < 1 |
| Guardian Life Insurance Co Of America | Melville, NY | Apr 2018 - Jul 2018 | < 1 |
| Hornor Townsend & Kent Inc. | Horsham, PA | Jul 2013 - Mar 2018 | 4 |
| Penn Mutual Life Ins Co | Horsham, PA | Jul 2013 - Mar 2018 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 1994 |
- CA
- CT
- MD
- NJ
- NY
- RI
- VT
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Total Assets Under Management11,882MILLIONS
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Total Number of Accounts62,811ACCOUNTS
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Average Account Value$189,164
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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