Thomas Dubois (CRD# 7779658) is an Investment Advisor Representative working at Dubois Capital Management LLC in Saratoga Springs, NY and has 1 year of experience in the finance industry.
CRD# 6091481
The Ayco Company, LP
CRD# 5123632
Cetera Investment Advisers LLC
CRD# 1476297
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Dubois Capital Management LLC | Saratoga Springs, NY | Jul 2023 - Current | 1 |
| Daloopa | New York, NY | Apr 2023 - Current | 1 |
| Exabel | New York, NY | May 2022 - Mar 2023 | < 1 |
| Sentio | New York, NY | Nov 2018 - May 2022 | 3 |
| Logistics Brokerage | Chicago, IL | Oct 2017 - Nov 2018 | 1 |
| Full Time Student | Oxford, OH | Jul 2013 - Oct 2017 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Mar 2023 |
- NY
-
Total Assets Under Management0MILLIONS
-
Total Number of Accounts1ACCOUNTS
-
Average Account Value$70,000
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
NY
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