Connor Wiggins (CRD# 7299802) is an Investment Advisor Representative working at Rockefeller Capital Management in Saratoga Springs, NY and has 1 year of experience in the finance industry.
CRD# 6091481
The Ayco Company, LP
CRD# 5123632
Cetera Investment Advisers LLC
CRD# 1476297
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Rockefeller Capitial Management | Saratoga, NY | Nov 2022 - Current | 1 |
| Rockefeller Financial LLC | Saratoga, NY | Nov 2022 - Current | 1 |
| Ameriprise Financial Services LLC | Albany, NY | Jul 2021 - Nov 2022 | 1 |
| Siena College | Loudonville, NY | Sep 2017 - May 2021 | 3 |
| Nylife Securities LLC | Latham, NY | Jan 2021 - Apr 2021 | < 1 |
| New York Life Insurance Co | Latham, NY | Sep 2020 - Apr 2021 | < 1 |
| Queensbury School | Queensbury, NY | Sep 2003 - Jun 2017 | 13 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jul 2022 |
- NY
- TX
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Total Assets Under Management51,821MILLIONS
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Total Number of Accounts61,461ACCOUNTS
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Average Account Value$843,153
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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