Teresa Patrick (CRD# 5659559) is an Investment Advisor Representative working at Fidelity Personal And Workplace Advisors in Santa Monica, CA and has over 14 years of experience in the finance industry.
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
CRD# 6724246
Modern Assets, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Fidelity Investments | Santa Monica, CA | Oct 2020 - Current | 3 |
| Oppenheimer & Co; Inc. | Los Angeles, CA | Sep 2020 - Oct 2020 | < 1 |
| Jp Morgan Securities, LLC | Hermosa Beach, CA | Jun 2019 - Sep 2020 | 1 |
| Jp Morgan Chase Bank, N.a. | Hermosa Beach, CA | Jun 2019 - Sep 2020 | 1 |
| Assurance Iq | Bellevue, WA | Apr 2019 - Jun 2019 | < 1 |
| Cuso Financial Services, LP | San Diego, CA | Apr 2018 - Mar 2019 | < 1 |
| Eagle Strategies LLC | Los Angeles, CA | Dec 2015 - Apr 2018 | 2 |
| T. Patrick Financial Strategies & Legacy Insurance Solutions | Los Angeles, CA | Oct 2014 - Apr 2018 | 3 |
| New York Life Insurance Company | Los Angeles, CA | Oct 2009 - Apr 2018 | 8 |
| Nylife Securities LLC | Los Angeles, CA | Sep 2009 - Apr 2018 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 2009 |
| S65 | NASAA Investment Advisors Law Examination | Dec 2015 |
- CA
- TX
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Total Assets Under Management818,776MILLIONS
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Total Number of Accounts1,991,043ACCOUNTS
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Average Account Value$411,230
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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