Stuart Brogan, financial advisor Santa Monica CA
96 score

Stuart Brogan

CRD Number: 2326845
Current Firm: Bayview Financial Planning, LLC

Stuart Brogan (CRD# 2326845) is an Investment Advisor Representative working at Bayview Financial Planning, LLC in Santa Monica, CA and has over 17 years of experience in the finance industry. Stuart Brogan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Bayview Financial Planning, LLC Santa Monica, CA Jan 2015 - Current 4
Bayview Properties 2011 Inc. Santa Monica, CA Nov 2010 - Current 8
Marketshare Inc. Los Angeles, CA Mar 2012 - Oct 2014 2
Pacific Capital Bancorp (nka Union Bank) Santa Barbara, CA Sep 2011 - Apr 2012 < 1
Morninstar, Inc. Chicago, IL Apr 2008 - Nov 2010 2
Unemployed Chicago, CO Jan 2008 - Apr 2008 < 1
Citadel Investment Group Chicago, IL Jun 2005 - Jan 2008 2
Brogan Partners Berkeley, CA Jan 2001 - Dec 2007 6
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Jan 2015
S66 NASAA Uniform Combined State Law Examination Aug 2001
Contact Info for Stuart I. Brogan
Phone Number: (310) 804-8865
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Educational seminars/workshops
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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