Stuart BroganCRD Number: 2326845
Current Firm: Bayview Financial Planning, LLC
Stuart Brogan (CRD# 2326845) is an Investment Advisor Representative working at Bayview Financial Planning, LLC in Santa Monica, CA and has over 17 years of experience in the finance industry. Stuart Brogan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Jst Investment Consulting
Fried Asset Management, Inc.
|Bayview Financial Planning, LLC||Santa Monica, CA||Jan 2015 - Current||4|
|Bayview Properties 2011 Inc.||Santa Monica, CA||Nov 2010 - Current||8|
|Marketshare Inc.||Los Angeles, CA||Mar 2012 - Oct 2014||2|
|Pacific Capital Bancorp (nka Union Bank)||Santa Barbara, CA||Sep 2011 - Apr 2012||< 1|
|Morninstar, Inc.||Chicago, IL||Apr 2008 - Nov 2010||2|
|Unemployed||Chicago, CO||Jan 2008 - Apr 2008||< 1|
|Citadel Investment Group||Chicago, IL||Jun 2005 - Jan 2008||2|
|Brogan Partners||Berkeley, CA||Jan 2001 - Dec 2007||6|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Jan 2015|
|S66||NASAA Uniform Combined State Law Examination||Aug 2001|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops
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