Samar Farhangi (CRD# 5244270) is an Investment Advisor Representative working at Sierra Investment Management Inc. in Santa Monica, CA and has over 15 years of experience in the finance industry. Samar Farhangi has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
CRD# 6724246
Modern Assets, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Northern Lights Distributors, LLC | Elkhorn, NE | Nov 2015 - Current | 8 |
| Sierra Investment Management, Inc. | Santa Monica, CA | Sep 2015 - Current | 8 |
| Unemployed | Irvine, CA | May 2015 - Sep 2015 | < 1 |
| Vertical Capital Securities, LLC | Irvine, CA | Apr 2013 - May 2015 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Aug 2008 |
- CA
-
Total Assets Under Management388MILLIONS
-
Total Number of Accounts900ACCOUNTS
-
Average Account Value$431,237
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other
CA, NV, PA, TX, WA
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