Kenneth Woo (CRD# 6875634) is an Investment Advisor Representative working at Woo, Kenneth Wing Kwok in Santa Monica, CA and has over 6 years of experience in the finance industry.
CRD# 2962660
Grove Point Advisors, LLC
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Kenneth Wing Kwok Woo | Santa Monica, CA | Sep 2001 - Current | 22 |
| Unemployed | Santa Monica, CA | Sep 2019 - Sep 2021 | 2 |
| Bank Of America, N.a. | Santa Monica, CA | Feb 2018 - Sep 2019 | 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Santa Monica, CA | Oct 2017 - Sep 2019 | 1 |
| Unemployed | Santa Monica, CA | Mar 2016 - Oct 2017 | 1 |
| Phillip Roman And Company | 5900 Wilshire Boulevard Suite 920, CA | Apr 1995 - Mar 2016 | 20 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jan 2018 |
| S63 | Uniform Securities State Law Examination | Jul 2022 |
- CA
-
Total Assets Under Management0MILLIONS
-
Total Number of Accounts0ACCOUNTS
-
Average Account Value$0
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Other
CA
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