George Guttman, financial advisor Santa Monica CA

George Guttman

CRD Number: 4703622
Current Firm: Guttman Financial Planning

George Guttman (CRD# 4703622) is an Investment Advisor Representative working at Guttman Financial Planning in Santa Monica, CA and has over 20 years of experience in the finance industry. George Guttman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Guttman Financial Planning, Inc. Santa Monica, CA Feb 2016 - Current 8
Laaco Limited Los Angeles, CA Nov 2006 - Current 17
Centaurus Financial Inc. Anaheim, CA Jul 2014 - Dec 2015 1
Cadaret, Grant & Company, Inc. Encino, CA May 2010 - Jun 2014 4
Goodstein Wealth Management Encino, CA May 2010 - Jun 2014 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2003
Contact Info for George A. Guttman
Phone Number: (310) 394-0400
Registered State(s):
  • CA
  • TX
Current Firm Details
Guttman Financial Planning
Firm's CRD Number: 283061
By the Numbers
  • Total Assets Under Management
    1
    MILLIONS
  • Total Number of Accounts
    3
    ACCOUNTS
  • Average Account Value
    $487,778
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

CA, TX

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