Craig Vassell (CRD# 6549260) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Santa Monica, CA and has over 8 years of experience in the finance industry.
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
CRD# 6724246
Modern Assets, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Santa Monica, CA | Apr 2023 - Current | 1 |
| Bank Of America N.a. | Santa Monica, CA | Apr 2023 - Current | 1 |
| Jp Morgan Chase Bank, N.a. | Santa Monica, CA | Feb 2020 - Apr 2023 | 3 |
| Jp Morgan Securities, LLC | Santa Monica, CA | Sep 2019 - Apr 2023 | 3 |
| Jp Morgan Chase Bank, N.a. | Santa Monica, CA | Sep 2019 - Feb 2020 | < 1 |
| Hsbc Bank Usa, National Association | Santa Monica, CA | Sep 2018 - Aug 2019 | < 1 |
| Hsbc Securities (usa) Inc. | Santa Monica, CA | Sep 2018 - Aug 2019 | < 1 |
| Hsbc Bank Usa, National Association | Washingon, DC | Aug 2017 - Sep 2018 | 1 |
| Hsbc Securities Usa, Inc. | Washington, DC | Aug 2017 - Sep 2018 | 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Washington, DC | Jun 2015 - Jul 2017 | 2 |
| Bank Of America, N.a. | Washington, DC | Jun 2015 - Jul 2017 | 2 |
| Verizon Wireless | Fort Lauderdale, FL | Jan 2012 - May 2015 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Oct 2015 |
- CA
- TX
-
Total Assets Under Management1,271,594MILLIONS
-
Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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