Darrin Abby, financial advisor Santa Fe NM

Darrin Abby

CRD Number: 2908751
Current Firm: Cetera Investment Advisers LLC

Darrin Abby (CRD# 2908751) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Santa Fe, NM and has over 26 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Investment Services LLC St Cloud, MN May 2017 - Current 6
Cetera Investment Advisers LLC Santa Fe, NM May 2017 - Current 6
Enterprise Bank & Trust Santa Fe, NM Nov 2008 - Current 15
Lpl Financial Charlotte, NC Nov 2009 - May 2017 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1997
S66 NASAA Uniform Combined State Law Examination Jul 2007
Contact Info for Darrin M. Abby
Phone Number: 888-528-2987
Registered State(s):
  • NM
  • TX
By the Numbers
  • Total Assets Under Management
    33,356
    MILLIONS
  • Total Number of Accounts
    176,986
    ACCOUNTS
  • Average Account Value
    $188,469
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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