Stephen Hecker, financial advisor Centerville OH

Stephen Hecker

CRD Number: 821625
Current Firm: Prosperity Wealth Management, Inc.

Stephen Hecker (CRD# 821625) is an Investment Advisor Representative working at Prosperity Wealth Management, Inc. in Centerville, OH and has over 21 years of experience in the finance industry.

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Company Name Location Dates Years
Fortune Financial Services, Inc. Monaca, PA Jun 2016 - Current 7
Prosperity Wealth Management, Inc. San Ramon, CA Jun 2016 - Current 7
Sterne Agee Investment Advisor Services, Inc. Birmingham, AL Jan 2015 - Jun 2016 1
Sterne Agee Financial Services, Inc. Dayton, OH Sep 2014 - Jun 2016 1
Wrp Investments, Inc. Youngstown, OH Jun 2004 - Jun 2016 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2003
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Stephen H. Hecker
Phone Number: 925-791-4444
Firm Website: https://www.lawm.org/
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    243
    MILLIONS
  • Total Number of Accounts
    1,611
    ACCOUNTS
  • Average Account Value
    $151,068
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AR, AZ, CA, CO, CT, DE, FL, GA, IL, LA, MA, MD, ME, MI, MN, MO, NC, NH, NJ, NV, NY, OH, PA, SC, TX, VA, WA

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