Kelly AusburnCRD Number: 5857571
Current Firm: Global Retirement Partners LLC
Kelly Ausburn (CRD# 5857571) is an Investment Advisor Representative working at Global Retirement Partners LLC in San Rafael, CA and has over 12 years of experience in the finance industry. Kelly Ausburn has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Monetary Management Corporation
Perigon Wealth Management, LLC
Global Retirement Partners LLC
|Lpl Financial LLC||Gig Harbor, WA||Nov 2022 - Current||< 1|
|Global Retirement Partners, LLC||San Rafael, CA||Nov 2022 - Current||< 1|
|Cambridge Investment Research, Inc.||Fairfield, IA||Mar 2021 - Nov 2022||1|
|Cambridge Investment Research Advisors, Inc.||Fairfield, IA||Mar 2021 - Nov 2022||1|
|Sharebuilder 401k||Seattle, WA||Jul 2019 - Jan 2021||1|
|Capital One Investing, LLC||Seattle, WA||Jan 2015 - Jun 2019||4|
|Capital One Advisors, LLC||Seattle, WA||Jan 2015 - Jun 2019||4|
|U.s. Bancorp Investments, Inc.||Bonney Lake, WA||Aug 2014 - Jan 2015||< 1|
|U.s. Bank||Bonney Lake, WA||Dec 2013 - Jan 2015||1|
|Unionbanc Investment Services||Kent, WA||Aug 2012 - Dec 2013||1|
|Union Bank||Kent, WA||Jul 2012 - Dec 2013||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 2010|
|S65||NASAA Investment Advisors Law Examination||Dec 2010|
Total Assets Under Management107,120MILLIONS
Total Number of Accounts19,922ACCOUNTS
Average Account Value$5,376,981
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.