Stephen Shipp (CRD# 1937641) is an Investment Advisor Representative working at Geneos Wealth Management, Inc. in San Mateo, CA and has over 27 years of experience in the finance industry.
CRD# 4461199
Monetary Management Corporation
CRD# 4983680
Perigon Wealth Management, LLC
CRD# 3262592
Captrust
Company Name | Location | Dates | Years |
---|---|---|---|
Geneos Wealth Managment Inc. | San Mateo, CA | Sep 2017 - Current | 6 |
Steve Shipp | San Mateo, CA | Feb 2008 - Sep 2017 | 9 |
Steve Shipp & Helen Shipp | San Mateo, CA | Jun 2001 - Sep 2017 | 16 |
Parsons Financial Advisors | Half Moon Bay, CA | Jun 2015 - Apr 2017 | 1 |
Foothill Securities Inc. | Half Moon Bay, CA | Jun 2015 - May 2016 | < 1 |
Foothill Securities, Inc. | Santa Clara, CA | Jul 2013 - Jun 2015 | 1 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Oct 1996 |
S65 | NASAA Investment Advisors Law Examination | Nov 2007 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management5,163MILLIONS
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Total Number of Accounts21,980ACCOUNTS
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Average Account Value$234,898
- A percentage of assets under your management
- Hourly charges
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- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
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- Educational seminars/workshops
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