![Roland Bergman, financial advisor San Mateo CA](/img/ws/profile-blank-sq.png)
Roland Bergman (CRD# 4426398) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in San Mateo, CA and has over 22 years of experience in the finance industry. Roland Bergman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
![Jeffrey Abadie, financial advisor San Mateo CA](/img/ws/profile-blank-sq.png)
CRD# 3228403
Sand Hill Global Advisors, LLC
![Sennai Abbay, financial advisor San Mateo CA](/img/ws/profile-blank-sq.png)
CRD# 6058165
Ubs Financial Services Inc.
![Nasser Abdulkariem, financial advisor San Mateo CA](/img/ws/profile-blank-sq.png)
CRD# 4332415
J.p. Morgan Securities LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Cambridge Investment Research, Inc. | Fairfield, IA | Oct 2009 - Current | 14 |
Cambridge Investment Research Advisors, Inc. | Fairfield, IA | Oct 2009 - Current | 14 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Aug 2001 |
S65 | NASAA Investment Advisors Law Examination | Oct 2004 |
- CA
- TX
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Total Assets Under Management87,369MILLIONS
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Total Number of Accounts448,526ACCOUNTS
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Average Account Value$194,791
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Market timing services
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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