Yao Tang (CRD# 7176633) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in San Marino, CA and has over 3 years of experience in the finance industry.
CRD# 6724246
Modern Assets, LLC
CRD# 6770924
Wealth Management Partners Of Los Angeles
CRD# 6491551
Quantum Financial Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Brea, CA | Jun 2021 - Current | 2 |
| Bank Of America N.a. | Brea, CA | Jun 2021 - Current | 2 |
| Hsbc Bank Usa, N.a. | Los Angeles, CA | Jun 2019 - Current | 4 |
| Army | Oceanside, CA | Jul 2015 - Current | 8 |
| Hsbc Securities (usa) Inc. | Los Angeles, CA | May 2020 - May 2021 | 1 |
| Prada Usa | San Diego, CA | Feb 2018 - Jun 2019 | 1 |
| Chase | San Diego, CA | Jul 2017 - Feb 2018 | < 1 |
| Coach | San Diego, CA | Mar 2016 - Sep 2016 | < 1 |
| Initium Consulting Inc. | San Diego, CA | Sep 2015 - Feb 2016 | < 1 |
| San Diego State University | San Diego, CA | Jun 2013 - Jun 2015 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 2020 |
| S66 | NASAA Uniform Combined State Law Examination | Sep 2021 |
- CA
- TX
-
Total Assets Under Management1,271,594MILLIONS
-
Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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