Roberto Fortuno, financial advisor San Juan PR

Roberto Fortuno

CRD Number: 2323674
Current Firm: Ubs Financial Services Inc.

Roberto Fortuno (CRD# 2323674) is an Investment Advisor Representative working at Ubs Financial Services Inc. in San Juan, PR and has over 29 years of experience in the finance industry.

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Company Name Location Dates Years
Painewebber Incorporated Hato Rey, PR Mar 1997 - Current 27
Ubs Financial Services Inc. San Juann, PR Mar 1997 - Current 27
Ubs Trust Company Of Pr San Juan, PR Dec 2010 - Oct 2014 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1994
S66 NASAA Uniform Combined State Law Examination Jun 2017
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Roberto J. Fortuno
Phone Number: 201-352-3000
Registered State(s):
  • FL
  • NJ
  • PR
By the Numbers
  • Total Assets Under Management
    600,809
    MILLIONS
  • Total Number of Accounts
    1,077,471
    ACCOUNTS
  • Average Account Value
    $557,610
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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