Roberto Bernal-Figueroa (CRD# 6345673) is an Investment Advisor Representative working at Lyon Bern, LLC in San Juan, PR and has over 7 years of experience in the finance industry.
CRD# 6245227
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 1688356
Ipi Wealth Management, Inc.
CRD# 2872363
Lincoln Financial Securities Corporation
Company Name | Location | Dates | Years |
---|---|---|---|
Lyon Bern LLC | San Juan, PR | Jun 2019 - Current | 4 |
Mml Investors Services, LLC | San Juan, PR | Jan 2017 - May 2019 | 2 |
Massachusetts Mutual Life Insurance Company | San Juan, PR | Oct 2016 - May 2019 | 2 |
Axa Advisors LLC | Ny, NY | Jun 2014 - Oct 2016 | 2 |
Unemployed | Guaynabo, PR | Jun 2014 - Jun 2014 | < 1 |
Santander Asset Management | Guaynabo, PR | Jul 2013 - May 2014 | < 1 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Aug 2016 |
S65 | NASAA Investment Advisors Law Examination | Jan 2019 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- PR
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Total Assets Under Management54MILLIONS
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Total Number of Accounts182ACCOUNTS
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Average Account Value$298,764
- A percentage of assets under your management
- Hourly charges
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- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
PR
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