Hector Colon Rivera (CRD# 4826616) is an Investment Advisor Representative working at Oriental Financial Services LLC in San Juan, PR and has over 3 years of experience in the finance industry.
CRD# 2916711
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 6345673
Lyon Bern, LLC
CRD# 1205376
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Oriental Financial Services | San Juan, PR | Jun 2004 - Current | 19 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Mar 2021 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- PR
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Total Assets Under Management284MILLIONS
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Total Number of Accounts469ACCOUNTS
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Average Account Value$604,657
- A percentage of assets under your management
- Other
PR, VI
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