Tri Nguyen (CRD# 7226116) is an Investment Advisor Representative working at Fidelity Personal And Workplace Advisors in San Jose, CA and has over 3 years of experience in the finance industry.
CRD# 4983680
Perigon Wealth Management, LLC
CRD# 3262592
Captrust
CRD# 2055289
Powering Your Retirement
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Fidelity Investments | San Jose, CA | Aug 2023 - Current | < 1 |
| Wells Fargo Clearing Services, LLC | San Jose, CA | Aug 2021 - Aug 2023 | 2 |
| Wells Fargo Bank, Na | San Jose, CA | Aug 2021 - Aug 2023 | 2 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Jose, CA | May 2016 - Jul 2021 | 5 |
| Bank Of America, N.a. | San Jose, CA | May 2016 - Jul 2021 | 5 |
| South Bay Honda | Milpitas, CA | Feb 2019 - May 2019 | < 1 |
| Lyft Inc. | San Francisco, CA | Aug 2015 - May 2016 | < 1 |
| Uber Technologies Inc. | San Francisco, CA | Mar 2014 - May 2016 | 2 |
| Fry's Electronics | Campbell, CA | Jun 2010 - Aug 2014 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jun 2020 |
- CA
- TX
-
Total Assets Under Management818,776MILLIONS
-
Total Number of Accounts1,991,043ACCOUNTS
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Average Account Value$411,230
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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