Jiahui Yan (CRD# 7217740) is an Investment Advisor Representative working at M Holdings Securities, Inc. in San Jose, CA and has over 4 years of experience in the finance industry.
CRD# 6058165
Ubs Financial Services Inc.
CRD# 2531770
Ubs Financial Services Inc.
CRD# 4586809
Cetera Investment Advisers LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| By & S Cpas A Professional Corporation | Burlingame, CA | Jan 2023 - Current | 1 |
| Jp Accountancy | San Francisco, CA | May 2016 - Current | 8 |
| Unemployed | San Francisco, CA | Jan 2016 - May 2016 | < 1 |
| Bank Of America | San Francisco, CA | Aug 2014 - Jan 2016 | 1 |
| Walgreens | San Francisco, CA | Mar 2011 - Aug 2014 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Mar 2020 |
- CA
-
Total Assets Under Management4,514MILLIONS
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Total Number of Accounts9,871ACCOUNTS
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Average Account Value$457,257
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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