Sennai Abbay, financial advisor San Francisco CA

Sennai Abbay

CRD Number: 6058165
Current Firm: Ubs Financial Services Inc.

Sennai Abbay (CRD# 6058165) is an Investment Advisor Representative working at Ubs Financial Services Inc. in San Francisco, CA and has over 11 years of experience in the finance industry.

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Company Name Location Dates Years
Ubs Financial Services Inc. San Francisco, CA Oct 2022 - Current 1
Wells Fargo Clearing Services, LLC San Francisco, CA Nov 2016 - Oct 2022 5
Wells Fargo Bank N.a. San Francisco, CA Mar 2011 - Oct 2022 11
Wells Fargo Advisors, LLC San Francisco, CA May 2012 - Nov 2016 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2014
S63 Uniform Securities State Law Examination Jun 2012
Contact Info for Sennai H. Abbay
Phone Number: 201-352-3000
Registered State(s):
  • CA
  • TX
  • WA
By the Numbers
  • Total Assets Under Management
    600,809
    MILLIONS
  • Total Number of Accounts
    1,077,471
    ACCOUNTS
  • Average Account Value
    $557,610
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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