James O'connor, financial advisor San Francisco CA

James O'connor

CRD Number: 4314571
Current Firm: 1919 Investment Counsel, LLC

James O'connor (CRD# 4314571) is an Investment Advisor Representative working at 1919 Investment Counsel, LLC in San Francisco, CA and has over 22 years of experience in the finance industry. James O'connor has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
1919 San Francisco, CA Oct 2018 - Current 5
Rand & Associates San Francisco, CA Oct 2016 - Sep 2018 1
Arrowmark Larkspur, CA Sep 2013 - Oct 2016 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2001
Contact Info for James J. O'connor
Phone Number: 410-454-2171
Firm Website: http://www.1919ic.com
Registered State(s):
  • LA
  • MA
  • NC
  • TX
  • WA
By the Numbers
  • Total Assets Under Management
    17,379
    MILLIONS
  • Total Number of Accounts
    7,294
    ACCOUNTS
  • Average Account Value
    $2,382,643
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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