Shaun Alzate (CRD# 5350596) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in San Diego, CA and has over 5 years of experience in the finance industry.
CRD# 2730478
Madison Avenue Securities, LLC
CRD# 5621865
Lpl Financial LLC
CRD# 5084834
The Wealth Consulting Group
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Rbc Capital Markets, LLC | San Diego, CA | Feb 2021 - Current | 3 |
| Wells Fargo Clearing Services, LLC | San Diego, CA | Aug 2019 - Feb 2021 | 1 |
| Lpl Financial | San Diego, CA | Dec 2018 - Aug 2019 | < 1 |
| Wayne Hummer Investments LLC | Chicago, IL | Feb 2018 - Dec 2018 | < 1 |
| Self-employed | Chicago, IL | Sep 2017 - Jan 2018 | < 1 |
| Rsm Insurance Agency Services | Chicago, IL | Jun 2015 - Aug 2017 | 2 |
| Brown, Brown & Gomberg Ltd | Skokie, IL | Jun 2008 - May 2015 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jul 2018 |
- CA
- TX
-
Total Assets Under Management201,264MILLIONS
-
Total Number of Accounts451,404ACCOUNTS
-
Average Account Value$445,862
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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