CRD# 5769283
Paradigm Shift Financial, LLC
CRD# 1563615
Ubs Financial Services Inc.
CRD# 2705314
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cetera Advisor Networks LLC | El Segundo, CA | Feb 2024 - Current | < 1 |
| Sovran Advisors Llc - Crd 329415 | Pasadena, CA | Feb 2024 - Current | < 1 |
| Mml Investors Services, LLC | Pasadena, CA | Oct 2020 - Feb 2024 | 3 |
| Massmutual Life Insurance Company | Pasadena, CA | Sep 2020 - Feb 2024 | 3 |
| Thrivent Investment Management Inc. | Lancaster, CA | Jul 2002 - Jun 2020 | 17 |
| Thrivent Financial For Lutherans | Appleton, WI | Jul 2002 - Jun 2020 | 17 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 2000 |
| S66 | NASAA Uniform Combined State Law Examination | Oct 2004 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site-
Total Assets Under Management842MILLIONS
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Total Number of Accounts3,480ACCOUNTS
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Average Account Value$241,832
- A percentage of assets under your management
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