Daniel Converse
CRD Number: 4792886Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Daniel Converse (CRD# 4792886) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in La Jolla, CA and has over 10 years of experience in the finance industry.
CRD# 5769283
Paradigm Shift Financial, LLC
CRD# 2730478
Madison Avenue Securities, LLC
CRD# 5621865
Lpl Financial LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Bank Of America, N.a. | La Jolla, CA | Mar 2023 - Current | 1 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | La Jolla, CA | Oct 2022 - Current | 1 |
Kingswood Wealth Advisors LLC | Stockbridge, GA | Jan 2022 - Current | 2 |
Benchmark Investments, LLC | New York, NY | Oct 2021 - Current | 2 |
Universal Financial Consultants | San Diego, CA | Oct 2018 - Oct 2022 | 4 |
Lpl Financial LLC | San Diego, CA | Oct 2020 - Oct 2021 | 1 |
Verus Capital Partners, LLC | San Diego, CA | Oct 2018 - Oct 2021 | 3 |
Securities America, Inc. | San Diego, CA | Oct 2018 - Oct 2020 | 2 |
Principal Life Insurance Company | San Diego, CA | Mar 2015 - Oct 2018 | 3 |
Princor Financial Services Corporation | San Diego, CA | Mar 2015 - Oct 2018 | 3 |
Pruco Securities LLC | San Diego, CA | Mar 2013 - Mar 2015 | 2 |
The Prudential Insurance Company Of America | San Diego, CA | Mar 2013 - Mar 2015 | 2 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Apr 2013 |
S65 | NASAA Investment Advisors Law Examination | Jun 2014 |
- CA
- TX
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Total Assets Under Management1,271,594MILLIONS
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Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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