Carter Allen (CRD# 6971991) is an Investment Advisor Representative working at Alta Capital Management LLC in Salt Lake City, UT and has over 4 years of experience in the finance industry.
CRD# 4683570
Cetera Investment Advisers LLC
CRD# 1870699
Five Seasons Financial Planning LLC
CRD# 3037835
Rock House Financial
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Alta Capital Management | Salt Lake City, UT | May 2019 - Current | 5 |
| University Of Wisconsin Madison | Madison, WI | Aug 2018 - May 2019 | < 1 |
| Univerisity Of Wisconsin Madison | Madison, WI | Aug 2018 - May 2019 | < 1 |
| Geneva Capital Management | Milwaukee, WI | Jun 2018 - Aug 2018 | < 1 |
| Isthmus Partners LLC | Madison, WI | Jun 2017 - Aug 2018 | 1 |
| University Of Wisconsin Madison | Madison, WI | Aug 2017 - May 2018 | < 1 |
| Unemployed | Madison, WI | May 2017 - Jun 2017 | < 1 |
| University Of Wisconsin Madison | Madison, WI | Aug 2016 - May 2017 | < 1 |
| Milwaukee Electric Tool Corp | Brookfield, WI | May 2016 - Aug 2016 | < 1 |
| University Of Wisconsin Madison | Madison, WI | Aug 2015 - May 2016 | < 1 |
| Milwaukee Electric Tool Corp | Brookfield, WI | May 2015 - Aug 2015 | < 1 |
| University Of Wisconsin Madison | Madison, WI | Aug 2014 - May 2015 | < 1 |
| Unemployed | Pewaukee, WI | Jun 2014 - Aug 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Dec 2019 |
- UT
-
Total Assets Under Management1,710MILLIONS
-
Total Number of Accounts1,396ACCOUNTS
-
Average Account Value$1,225,130
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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