James Steiner (CRD# 6146241) is an Investment Advisor Representative working at Mosaic Family Wealth in Saint Louis, MO and has over 11 years of experience in the finance industry.
CRD# 1018380
Cutter & Company, Inc.
CRD# 6306558
Toberman Becker Wealth, LLC
CRD# 5259774
Moneta Group Investment Advisors, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Mosaic Family Wealth Partners, LLC | St. Louis, MO | Jan 2022 - Current | 2 |
Mosaic Family Wealth, LLC | St. Louis, MO | Feb 2015 - Dec 2021 | 6 |
Purshe Kaplan Sterling Investments | Albany, NY | Feb 2017 - Dec 2019 | 2 |
Morgan Stanley Private Bank, National Association | New York, NY | Jan 2015 - Feb 2015 | < 1 |
Morgan Stanley | Chesterfield, MO | Dec 2012 - Feb 2015 | 2 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Feb 2013 |
- MO
- TX
-
Total Assets Under Management1,436MILLIONS
-
Total Number of Accounts3,215ACCOUNTS
-
Average Account Value$446,767
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other
AZ, CA, CO, FL, IA, IL, KS, LA, MI, MO, NC, NV, NY, OH, OR, TX, WA, WI
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