Wayne Seaman, financial advisor Rutherford NJ

Wayne Seaman

CRD Number: 5863428
Current Firm: Main Management, LLC

Wayne Seaman (CRD# 5863428) is an Investment Advisor Representative working at Main Management, LLC in Rutherford, NJ and has over 13 years of experience in the finance industry.

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Company Name Location Dates Years
Northern Lights Distributors, LLC Elkhorn, NE Mar 2022 - Current 2
Main Management, LLC San Francisco, CA Apr 2018 - Current 6
Franklin Distributors, LLC San Mateo, CA Dec 2014 - Mar 2018 3
Invesco Distributors, Inc. Downers Grove, IL Nov 2010 - Nov 2014 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2011
S66 NASAA Uniform Combined State Law Examination Apr 2011
Contact Info for Wayne J. Seaman
Phone Number: 415-217-5800
Registered State(s):
  • CA
  • NJ
By the Numbers
  • Total Assets Under Management
    1,388
    MILLIONS
  • Total Number of Accounts
    288
    ACCOUNTS
  • Average Account Value
    $4,818,816
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

CA, GA, KY, MA, NJ, NY, TX, WA

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