Thomas Sullivan (CRD# 439818) is an Investment Advisor Representative working at Thomas L. Sullivan in Roseville, MN and has over 43 years of experience in the finance industry.
CRD# 1506077
Abens Financial Services Inc.
CRD# 6049600
Abens Financial Services Inc.
CRD# 4898817
Raymond James & Associates, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Thomas L. Sullivan Financial | Roseville, MN | Jul 1997 - Current | 26 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 1980 |
- MN
-
Total Assets Under Management96MILLIONS
-
Total Number of Accounts255ACCOUNTS
-
Average Account Value$375,098
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
MN
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