Thomas Biggs, financial advisor Roseville CA

Thomas Biggs

CRD Number: 1341020
Current Firm: Western International Securities

Thomas Biggs (CRD# 1341020) is an Investment Advisor Representative working at Western International Securities in Roseville, CA and has over 39 years of experience in the finance industry.

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Company Name Location Dates Years
Western International Securities, Inc. Pasadena, CA Nov 2013 - Current 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1985
S65 NASAA Investment Advisors Law Examination Jul 1993
Contact Info for Thomas R. Biggs
Phone Number: (888) 793-7717
Registered State(s):
  • AZ
  • CA
  • HI
  • MN
By the Numbers
  • Total Assets Under Management
    3,687
    MILLIONS
  • Total Number of Accounts
    12,197
    ACCOUNTS
  • Average Account Value
    $302,322
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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