Salvatore Caruso (CRD# 2363696) is an Investment Advisor Representative working at Quantum Advisory Group, LLC in Ronkonkoma, NY and has over 30 years of experience in the finance industry. Salvatore Caruso has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 811927
Cetera Investment Advisers LLC
CRD# 5473273
American Portfolios Advisors, Inc.
CRD# 1483428
Abbington Investment Group, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Tsg Alpha Partners | Ronkonkama,, NY | Jan 2022 - Current | 2 |
| Nationwide Financial (nationwide Life & Annuity Companies) | Columbus, OH | Mar 2020 - Current | 4 |
| American United Life Insurance Company | Indianapolis, IN | Mar 2020 - Current | 4 |
| The State Life Insurance Company | Indianapolis, IN | Mar 2020 - Current | 4 |
| Athene Annuity And Life Insurance Company | Scottsdale, AZ | Apr 2019 - Current | 5 |
| Global Atlantic Financial Group | Topeka, KS | Feb 2019 - Current | 5 |
| Quantum Advisory Group, LLC | Melville, NY | Jan 2017 - Current | 7 |
| American Equity Investment Life Insurance Company | Desmoine, IA | Apr 2003 - Current | 21 |
| Legend Securities, Inc. | New York, NY | Jan 1998 - Jan 2017 | 19 |
| Stratvest Holding Inc. | Staten Island, NY | Jan 1996 - Jan 2017 | 21 |
| New York Life Insurance Co | New York, NY | Jul 1999 - Dec 2016 | 17 |
| Legacy Marketing Group | San Francisco, CA | Feb 1999 - Dec 2016 | 17 |
| Aetna/us Healthcare | Blue Bell, PA | Jan 1999 - Dec 2016 | 17 |
| John Hancock Mutual Life Insurance Company | Boston, MA | Mar 1998 - Dec 2016 | 18 |
| Oxford Health Insurance Co | Norwalk, CT | Sep 1997 - Dec 2016 | 19 |
| Nationwide Insurance Company | Columbus, OH | Feb 1997 - Dec 2016 | 19 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 1993 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NY
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Total Assets Under Management55MILLIONS
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Total Number of Accounts5ACCOUNTS
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Average Account Value$11,069,498
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for pooled investment vehicles (other than investment companies)
NY
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