William Baxter (CRD# 6883554) is an Investment Advisor Representative working at Baxter Investment Management in Riverside, CT and has over 6 years of experience in the finance industry.
CRD# 2708116
Park Avenue Securities LLC
CRD# 4632189
Sarsi, LLC
CRD# 1483428
Abbington Investment Group, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Baxter Investment Management | Riverside, CT | Jan 2020 - Current | 4 |
| Bank Of America, N.a. | Greenwich, CT | May 2018 - Dec 2019 | 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greenwich, CT | Nov 2017 - Dec 2019 | 2 |
| Unemployed | Riverside, CT | May 2017 - Nov 2017 | < 1 |
| Colgate University | Hamilton, NY | Aug 2016 - May 2017 | < 1 |
| Colgate University | Hamilton, NY | Aug 2013 - May 2017 | 3 |
| Octane Lending, Inc. | New York, NY | Jun 2016 - Aug 2016 | < 1 |
| Larchmont Yacht Club | Larchmont, NY | Jun 2015 - Aug 2015 | < 1 |
| Larchmont Yacht Club | Larchmont, NY | Jun 2014 - Aug 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Apr 2018 |
- CT
-
Total Assets Under Management915MILLIONS
-
Total Number of Accounts985ACCOUNTS
-
Average Account Value$929,048
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
CA, CT, FL, GA, IA, LA, MA, NH, NJ, NY, PA, RI, TX
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