James Haley, financial advisor Ridgeland SC

James Haley

CRD Number: 2905149
Current Firm: Dividend Assets Capital, LLC

James Haley (CRD# 2905149) is an Investment Advisor Representative working at Dividend Assets Capital, LLC in Ridgeland, SC and has over 26 years of experience in the finance industry. James Haley has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Dividend Assets Capital, LLC Ridgeland, SC Mar 2017 - Current 7
Suntrust Advisory Services Atlanta, GA Sep 2016 - Mar 2017 < 1
Suntrust Bank Chattanooga, TN Oct 2013 - Mar 2017 3
Suntrust Investment Services, Inc. Atlanta, GA Oct 2013 - Mar 2017 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1997
S65 NASAA Investment Advisors Law Examination Aug 1997
S66 NASAA Uniform Combined State Law Examination Jan 2014
Contact Info for James G. Haley
Phone Number: 843.645.9700
Registered State(s):
By the Numbers
  • Total Assets Under Management
    527
    MILLIONS
  • Total Number of Accounts
    750
    ACCOUNTS
  • Average Account Value
    $702,699
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Educational seminars/workshops
Types of Clients
Registered States

AR, CA, CO, CT, DC, FL, GA, MA, ME, MI, MT, NC, NH, NJ, NY, OH, PA, SC, TN, TX, UT, VA, WA, WY

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