William Harmon (CRD# 3161504) is an Investment Advisor Representative working at Empower Advisory Group, LLC in Richmond, IN and has over 25 years of experience in the finance industry. William Harmon has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2667585
Edward Jones
CRD# 2756288
Edward Jones
CRD# 2574303
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Empower Financial Services, Inc. | Greenwood Village, CO | Jul 2023 - Current | < 1 |
| Empower Advisory Group, LLC | Greenwood Village, CO | Apr 2023 - Current | 1 |
| Personal Capital Advisors Corporation | Richmond, IN | Sep 2021 - Apr 2023 | 1 |
| The Vanguard Group, Inc. | Charlotte, NC | Feb 2018 - Sep 2021 | 3 |
| Pnc Investments | Charlotte, NC | Aug 2017 - Feb 2018 | < 1 |
| Cetera Advisors | Denver, CO | Dec 2016 - Jun 2017 | < 1 |
| Visionary Horizons | Knoxville, TN | Feb 2016 - Dec 2016 | < 1 |
| Jp Morgan Securities LLC | Indianapolis, IN | Jan 2015 - Jan 2016 | 1 |
| Charles Schwab Bank | Winston-salem, NC | Oct 2009 - Jan 2015 | 5 |
| Charles Schwab & Company, Inc. | Winston-salem, NC | Oct 2009 - Jan 2015 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 1999 |
| S66 | NASAA Uniform Combined State Law Examination | Dec 2009 |
- IN
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Total Assets Under Management134,279MILLIONS
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Total Number of Accounts188,739ACCOUNTS
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Average Account Value$711,454
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
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